U.S. Options

Market for Underlying Security Used for Openings on MIAX PEARL for Newly Listed Option Classes Effective Tuesday, September 4, 2018

Change to Self-Trade Protection for Market Makers

Rule Change Notice – Approval for FINRA Arbitration Rules 12500, 12501, 13500 and 13501

Rule Change Notice – Approval for FINRA Arbitration Rules 12500, 12501, 13500 and 13501

Market for Underlying Security Used for Openings on MIAX PEARL for Newly Listed Option Class SONO Effective Wednesday, August 8, 2018

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance

Market for Underlying Security Used for Openings on MIAX PEARL for Newly Listed Option Class BJ Effective Friday, July 13, 2018

Market for Underlying Security used for Openings on MIAX PEARL for Symbol STAY Effective Tuesday, June 26, 2018